Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
JIA, CHAOXIANG
Chinese Name of Relevant Individual

賈超翔
HKMA Registration Number
AG6981
Other HKMA Registration Number(s)
AG0374
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jul 2013
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jul 2013
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Jul 2013
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
JIA, CHAOXIANG
:
Chinese Name of Relevant Individual
賈超翔
:
HKMA Registration Number
AG6981
:
Other HKMA Registration Number(s)
AG0374
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
18 Jul 2013
No
INV. BANKING TEAM LEADER
UBS AG
Type 4: advising on securities
18 Jul 2013
No
INV. BANKING TEAM LEADER
UBS AG
Type 6: advising on corporate finance
18 Jul 2013
No
INV. BANKING TEAM LEADER