Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, SAI YAN PATRICK
Chinese Name of Relevant Individual
馬世恩
HKMA Registration Number
AG7003
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2018 - 06 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2018 - 06 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
06 Jul 2018 - 06 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2015 - 29 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2015 - 29 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, SAI YAN PATRICK
:
Chinese Name of Relevant Individual
馬世恩
:
HKMA Registration Number
AG7003
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7003
CREDIT SUISSE AG
Type 1: dealing in securities
06 Jul 2018 - 06 Mar 2020
No
AG7003
CREDIT SUISSE AG
Type 4: advising on securities
06 Jul 2018 - 06 Mar 2020
No
AG7003
CREDIT SUISSE AG
Type 9: asset management
06 Jul 2018 - 06 Mar 2020
No
AG7003
WING LUNG BANK LIMITED
Type 1: dealing in securities
21 Mar 2015 - 29 May 2018
No
AG7003
WING LUNG BANK LIMITED
Type 4: advising on securities
21 Mar 2015 - 29 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.