Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SAFA, NOUR
Chinese Name of Relevant Individual
HKMA Registration Number
AG7018
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2016 - 06 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2016 - 06 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Sep 2016 - 06 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2016 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2016 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Apr 2016 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2015 - 06 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2015 - 06 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Nov 2015 - 06 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SAFA, NOUR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7018
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2016 - 06 Sep 2016
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2016 - 06 Sep 2016
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Sep 2016 - 06 Sep 2016
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 May 2016
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 May 2016
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
03 May 2016
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Apr 2016 - 22 Apr 2016
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Apr 2016 - 22 Apr 2016
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Apr 2016 - 22 Apr 2016
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Nov 2015 - 06 Nov 2015
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Nov 2015 - 06 Nov 2015
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 Nov 2015 - 06 Nov 2015
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2015
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2015
No
AG7018
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
