Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GRIMMOND, JUSTIN CARTER
Chinese Name of Relevant Individual
HKMA Registration Number
AG7028
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2017 - 09 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Sep 2017 - 09 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2017 - 10 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 May 2017 - 10 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2017 - 12 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Apr 2017 - 12 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 23
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GRIMMOND, JUSTIN CARTER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7028
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7028
ROYAL BANK OF CANADA
Type 1: dealing in securities
08 Oct 2019
No
AG7028
ROYAL BANK OF CANADA
Type 4: advising on securities
08 Oct 2019
No
AG7028
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
08 Oct 2019
No
AG7028
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 Aug 2019
No
AG7028
ROYAL BANK OF CANADA
Type 4: advising on securities
01 Aug 2019
No
AG7028
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
01 Aug 2019
No
AG7028
ROYAL BANK OF CANADA
Type 1: dealing in securities
18 Mar 2019
No
AG7028
ROYAL BANK OF CANADA
Type 4: advising on securities
18 Mar 2019
No
AG7028
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
18 Mar 2019
No
AG7028
ROYAL BANK OF CANADA
Type 1: dealing in securities
07 Sep 2017 - 09 Sep 2017
No
AG7028
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
07 Sep 2017 - 09 Sep 2017
No
AG7028
ROYAL BANK OF CANADA
Type 1: dealing in securities
08 May 2017 - 10 May 2017
No
AG7028
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
08 May 2017 - 10 May 2017
No
AG7028
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Apr 2017 - 12 Apr 2017
No
AG7028
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
09 Apr 2017 - 12 Apr 2017
No
AG7028
ROYAL BANK OF CANADA
Type 1: dealing in securities
07 Nov 2016 - 10 Nov 2016
No
AG7028
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
07 Nov 2016 - 10 Nov 2016
No
AG7028
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
23 May 2016
No
AG7028
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 May 2016
No
AG7028
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
12 May 2016 - 13 May 2016
No
AG7028
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
12 May 2016 - 13 May 2016
No
AG7028
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
24 Mar 2015 - 26 Mar 2015
No
AG7028
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
24 Mar 2015 - 26 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.