Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, FUNG SHUN
Chinese Name of Relevant Individual
林鋒淳
HKMA Registration Number
AG7035
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2022 - 20 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2022 - 20 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2021 - 29 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2021 - 29 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2018 - 23 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2018 - 23 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Jun 2018 - 23 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2017 - 05 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2017 - 05 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2016 - 23 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2016 - 23 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2015 - 07 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Mar 2015 - 07 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, FUNG SHUN
:
Chinese Name of Relevant Individual
林鋒淳
:
HKMA Registration Number
AG7035
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7035
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Apr 2022 - 20 Aug 2023
No
AG7035
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Apr 2022 - 20 Aug 2023
No
AG7035
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
27 Oct 2021 - 29 Mar 2022
No
AG7035
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
27 Oct 2021 - 29 Mar 2022
No
AG7035
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Jun 2018 - 23 Apr 2020
No
AG7035
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Jun 2018 - 23 Apr 2020
No
AG7035
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Jun 2018 - 23 Apr 2020
No
AG7035
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Oct 2017 - 05 Feb 2018
No
AG7035
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Oct 2017 - 05 Feb 2018
No
AG7035
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2016 - 23 Oct 2017
No
AG7035
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2016 - 23 Oct 2017
No
AG7035
DAH SING BANK, LIMITED
Type 1: dealing in securities
26 Nov 2015 - 03 Jul 2016
No
AG7035
DAH SING BANK, LIMITED
Type 4: advising on securities
26 Nov 2015 - 03 Jul 2016
No
AG7035
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Mar 2015 - 07 Oct 2015
No
AG7035
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Mar 2015 - 07 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.