Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TEVES, JONI MAE
Chinese Name of Relevant Individual
HKMA Registration Number
AG7042
Other HKMA Registration Number(s)
AH2869
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2026 - 25 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2019 - 07 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2018 - 31 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2017 - 01 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2016 - 13 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2015 - 27 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2015 - 29 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TEVES, JONI MAE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7042
:
Other HKMA Registration Number(s)
AH2869
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7042
UBS AG
Type 4: advising on securities
20 Feb 2026 - 25 Feb 2026
No
AG7042
UBS AG
Type 4: advising on securities
03 Jun 2019 - 07 Jun 2019
No
AG7042
UBS AG
Type 4: advising on securities
28 May 2018 - 31 May 2018
No
AH2869
UBS AG
Type 4: advising on securities
27 Mar 2017 - 01 Apr 2017
No
AH2869
UBS AG
Type 4: advising on securities
06 Oct 2016 - 13 Oct 2016
No
AG7042
UBS AG
Type 4: advising on securities
20 Sep 2015 - 27 Sep 2015
No
AG7042
UBS AG
Type 4: advising on securities
25 Mar 2015 - 29 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.