Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, MAGGIE H W
Chinese Name of Relevant Individual
余曉樺
HKMA Registration Number
AG7062
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2017 - 11 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2017 - 11 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2015 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
26 Mar 2015 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, MAGGIE H W
:
Chinese Name of Relevant Individual
余曉樺
:
HKMA Registration Number
AG7062
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7062
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
02 Dec 2017 - 11 Apr 2018
No
AG7062
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
02 Dec 2017 - 11 Apr 2018
No
AG7062
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Mar 2015 - 30 Jun 2016
No
AG7062
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
26 Mar 2015 - 30 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.