Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAM, SZE YIN
Chinese Name of Relevant Individual
任思賢
HKMA Registration Number
AG7069
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2016 - 05 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2015 - 05 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Mar 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAM, SZE YIN
:
Chinese Name of Relevant Individual
任思賢
:
HKMA Registration Number
AG7069
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7069
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Feb 2016 - 05 Oct 2018
No
AG7069
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Mar 2015 - 05 Oct 2018
No
AG7069
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Mar 2015 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.