Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, PUI FAI
Chinese Name of Relevant Individual
羅沛輝
HKMA Registration Number
AG7078
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Dec 2015 - 03 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2015 - 03 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2015 - 02 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2015 - 02 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, PUI FAI
:
Chinese Name of Relevant Individual
羅沛輝
:
HKMA Registration Number
AG7078
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7078
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
30 Dec 2015 - 03 Jul 2017
No
AG7078
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
07 Nov 2015 - 03 Jul 2017
No
AG7078
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Mar 2015 - 02 Oct 2015
No
AG7078
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Mar 2015 - 02 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.