Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, QUANQUAN
Chinese Name of Relevant Individual
劉泉泉
HKMA Registration Number
AG7088
Other HKMA Registration Number(s)
AF7030
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2015 - 16 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Mar 2015 - 16 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 17 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2012 - 17 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Aug 2012 - 17 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, QUANQUAN
:
Chinese Name of Relevant Individual
劉泉泉
:
HKMA Registration Number
AG7088
:
Other HKMA Registration Number(s)
AF7030
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7088
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Mar 2015 - 16 Sep 2024
No
AG7088
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
27 Mar 2015 - 16 Sep 2024
No
AF7030
UBS AG
Type 1: dealing in securities
25 Aug 2012 - 17 Dec 2014
No
AF7030
UBS AG
Type 4: advising on securities
25 Aug 2012 - 17 Dec 2014
No
AF7030
UBS AG
Type 6: advising on corporate finance
25 Aug 2012 - 17 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.