Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
JIANG, NING
Chinese Name of Relevant Individual

姜宁
HKMA Registration Number
AG7098
Other HKMA Registration Number(s)
AF4128
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Dec 2011
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Dec 2011
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
First date of engagement
14 Dec 2011
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
JIANG, NING
:
Chinese Name of Relevant Individual
姜宁
:
HKMA Registration Number
AG7098
:
Other HKMA Registration Number(s)
AF4128
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
14 Dec 2011
No
SALESPERSON
UBS AG
Type 4: advising on securities
14 Dec 2011
No
SALESPERSON
UBS AG
Type 7: providing automated trading services
14 Dec 2011
No
SALESPERSON