Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSO, CHING YI
Chinese Name of Relevant Individual
曹靖兒
HKMA Registration Number
AG7099
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2017 - 07 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2017 - 07 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2015 - 18 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2015 - 18 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSO, CHING YI
:
Chinese Name of Relevant Individual
曹靖兒
:
HKMA Registration Number
AG7099
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7099
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
02 Aug 2017 - 07 Nov 2017
No
AG7099
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
02 Aug 2017 - 07 Nov 2017
No
AG7099
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Mar 2015 - 18 Jun 2017
No
AG7099
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Mar 2015 - 18 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.