Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAN, HO YI CHARLOTTE
Chinese Name of Relevant Individual
萬可兒
HKMA Registration Number
AG7107
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2015 - 21 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2015 - 21 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Mar 2015 - 21 Apr 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAN, HO YI CHARLOTTE
:
Chinese Name of Relevant Individual
萬可兒
:
HKMA Registration Number
AG7107
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7107
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
28 Mar 2015 - 21 Apr 2021
No
AG7107
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
28 Mar 2015 - 21 Apr 2021
No
AG7107
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
28 Mar 2015 - 21 Apr 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.