Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHOU, YIQI
Chinese Name of Relevant Individual
周奕奇
HKMA Registration Number
AG7110
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2021 - 31 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2021 - 31 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2017 - 16 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2017 - 16 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2015 - 28 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2015 - 28 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHOU, YIQI
:
Chinese Name of Relevant Individual
周奕奇
:
HKMA Registration Number
AG7110
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7110
CREDIT SUISSE AG
Type 1: dealing in securities
04 Aug 2021 - 31 Aug 2023
No
AG7110
CREDIT SUISSE AG
Type 4: advising on securities
04 Aug 2021 - 31 Aug 2023
No
AG7110
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
01 Apr 2017 - 16 May 2021
No
AG7110
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
01 Apr 2017 - 16 May 2021
No
AG7110
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
28 Mar 2015 - 28 Sep 2016
No
AG7110
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
28 Mar 2015 - 28 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.