Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, WILL WAY
Chinese Name of Relevant Individual
HKMA Registration Number
AG7149
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2017 - 28 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2017 - 28 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2015 - 14 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2015 - 14 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, WILL WAY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7149
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7149
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
25 Jan 2017 - 28 Jul 2017
No
AG7149
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
25 Jan 2017 - 28 Jul 2017
No
AG7149
BSI LTD
Type 1: dealing in securities
01 Apr 2015 - 14 Dec 2016
No
AG7149
BSI LTD
Type 4: advising on securities
01 Apr 2015 - 14 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
