Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, KA CHIT
Chinese Name of Relevant Individual
蘇嘉哲
HKMA Registration Number
AG7152
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2017 - 07 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2015 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2015 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, KA CHIT
:
Chinese Name of Relevant Individual
蘇嘉哲
:
HKMA Registration Number
AG7152
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7152
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
15 Sep 2017 - 07 Dec 2019
No
AG7152
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
02 Apr 2015 - 16 Jan 2017
No
AG7152
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
02 Apr 2015 - 16 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.