Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PURI, ABHISHEK
Chinese Name of Relevant Individual
HKMA Registration Number
AG7154
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2018 - 09 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 01 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2017 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2017 - 11 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2016 - 10 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2016 - 28 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2016 - 04 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2015 - 28 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PURI, ABHISHEK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7154
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7154
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 Oct 2018 - 09 Oct 2018
No
AG7154
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Mar 2018 - 16 Mar 2018
No
AG7154
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Oct 2017 - 01 Nov 2017
No
AG7154
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Aug 2017 - 15 Aug 2017
No
AG7154
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Apr 2017 - 11 Apr 2017
No
AG7154
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Nov 2016 - 10 Nov 2016
No
AG7154
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Jul 2016 - 28 Jul 2016
No
AG7154
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Feb 2016 - 04 Feb 2016
No
AG7154
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Apr 2015 - 28 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.