Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAK, KWAI TING JOHN
Chinese Name of Relevant Individual
翟簣霆
HKMA Registration Number
AG7168
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2021 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2020 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2015 - 02 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2015 - 02 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAK, KWAI TING JOHN
:
Chinese Name of Relevant Individual
翟簣霆
:
HKMA Registration Number
AG7168
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7168
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Aug 2021 - 12 Aug 2022
No
AG7168
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Oct 2020 - 18 Jun 2021
No
AG7168
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2015 - 02 Oct 2020
No
AG7168
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2015 - 02 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.