Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAMAKAWA, ASAKO
Chinese Name of Relevant Individual
HKMA Registration Number
AG7178
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2015 - 12 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2015 - 29 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2015 - 10 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAMAKAWA, ASAKO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7178
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7178
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Nov 2015 - 12 Nov 2015
No
AG7178
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Aug 2015 - 29 Aug 2015
No
AG7178
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Apr 2015 - 10 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.