Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KING CHUN VICTOR
Chinese Name of Relevant Individual
黃璟臻
HKMA Registration Number
AG7198
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2015 - 30 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2015 - 30 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Sep 2015 - 30 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2015 - 29 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2015 - 29 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Apr 2015 - 29 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KING CHUN VICTOR
:
Chinese Name of Relevant Individual
黃璟臻
:
HKMA Registration Number
AG7198
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7198
UBS AG
Type 1: dealing in securities
25 Sep 2015 - 30 Aug 2022
No
AG7198
UBS AG
Type 4: advising on securities
25 Sep 2015 - 30 Aug 2022
No
AG7198
UBS AG
Type 6: advising on corporate finance
25 Sep 2015 - 30 Aug 2022
No
AG7198
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Apr 2015 - 29 Jun 2015
No
AG7198
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Apr 2015 - 29 Jun 2015
No
AG7198
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Apr 2015 - 29 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.