Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NAM, HYE YEONG
Chinese Name of Relevant Individual
HKMA Registration Number
AG7203
Other HKMA Registration Number(s)
AG4289
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2019 - 19 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2019 - 19 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
04 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2017 - 03 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2017 - 03 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2015 - 29 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2015 - 29 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2014 - 07 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2014 - 07 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NAM, HYE YEONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7203
:
Other HKMA Registration Number(s)
AG4289
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7203
SKANDINAVISKA ENSKILDA BANKEN AB
Type 4: advising on securities
12 Sep 2019 - 19 Jun 2022
No
AG7203
SKANDINAVISKA ENSKILDA BANKEN AB
Type 1: dealing in securities
04 Sep 2019 - 19 Jun 2022
No
AG7203
SKANDINAVISKA ENSKILDA BANKEN AB
Type 2: dealing in futures contracts
04 Sep 2019
No
AG7203
BANCO SANTANDER, S.A.
Type 1: dealing in securities
14 Jul 2017 - 03 Jul 2019
No
AG7203
BANCO SANTANDER, S.A.
Type 4: advising on securities
14 Jul 2017 - 03 Jul 2019
No
AG7203
COMMERZBANK AG
Type 1: dealing in securities
10 Apr 2015 - 29 Mar 2017
No
AG7203
COMMERZBANK AG
Type 4: advising on securities
10 Apr 2015 - 29 Mar 2017
No
AG4289
COMMERZBANK AG
Type 1: dealing in securities
01 Aug 2014 - 07 Apr 2015
No
AG4289
COMMERZBANK AG
Type 4: advising on securities
01 Aug 2014 - 07 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.