Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, CATHERINA HONG LUANG
Chinese Name of Relevant Individual
HKMA Registration Number
AG7207
Other HKMA Registration Number(s)
AE4127
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2010 - 09 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2010 - 09 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2010 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2010 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2010 - 08 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2010 - 08 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2010 - 08 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2010 - 08 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2009 - 26 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2009 - 26 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2009 - 26 Sep 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, CATHERINA HONG LUANG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7207
:
Other HKMA Registration Number(s)
AE4127
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7207
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 05 Aug 2022
No
AG7207
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 05 Aug 2022
No
AG7207
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
10 Apr 2015 - 30 Sep 2016
No
AG7207
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
10 Apr 2015 - 30 Sep 2016
No
AE4127
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
12 May 2010 - 09 Apr 2015
No
AE4127
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
12 May 2010 - 09 Apr 2015
No
AE4127
BNP PARIBAS
Type 1: dealing in securities
12 May 2010 - 06 May 2012
No
AE4127
BNP PARIBAS
Type 4: advising on securities
12 May 2010 - 06 May 2012
No
AE4127
BNP PARIBAS
Type 1: dealing in securities
03 May 2010 - 08 May 2010
No
AE4127
BNP PARIBAS
Type 4: advising on securities
03 May 2010 - 08 May 2010
No
AE4127
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
03 May 2010 - 08 May 2010
No
AE4127
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
03 May 2010 - 08 May 2010
No
AE4127
BNP PARIBAS
Type 1: dealing in securities
21 Sep 2009 - 26 Sep 2009
No
AE4127
BNP PARIBAS
Type 4: advising on securities
21 Sep 2009 - 26 Sep 2009
No
AE4127
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
21 Sep 2009 - 26 Sep 2009
No
AE4127
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
21 Sep 2009 - 26 Sep 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.