Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, YIM CHUN
Chinese Name of Relevant Individual
劉艷珍
HKMA Registration Number
AG7217
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2021 - 27 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2021 - 27 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2021 - 27 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2021 - 27 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2015 - 26 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2015 - 26 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, YIM CHUN
:
Chinese Name of Relevant Individual
劉艷珍
:
HKMA Registration Number
AG7217
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7217
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Dec 2021 - 27 Jul 2023
No
AG7217
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Dec 2021 - 27 Jul 2023
No
AG7217
CITIBANK, N.A.
Type 1: dealing in securities
16 Dec 2021 - 27 Jul 2023
No
AG7217
CITIBANK, N.A.
Type 4: advising on securities
16 Dec 2021 - 27 Jul 2023
No
AG7217
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Apr 2015 - 26 Oct 2021
No
AG7217
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Apr 2015 - 26 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.