Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MALTER, HANNAH REBECCA
Chinese Name of Relevant Individual
HKMA Registration Number
AG7224
Other HKMA Registration Number(s)
AE4274
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2017 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2017 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Mar 2017 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2015 - 15 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2015 - 15 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Apr 2015 - 15 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2010 - 20 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2010 - 20 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Mar 2010 - 20 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2009 - 24 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2009 - 24 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Oct 2009 - 24 Feb 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MALTER, HANNAH REBECCA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7224
:
Other HKMA Registration Number(s)
AE4274
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7224
UBS AG
Type 1: dealing in securities
03 Mar 2017 - 31 Mar 2022
No
AG7224
UBS AG
Type 4: advising on securities
03 Mar 2017 - 31 Mar 2022
No
AG7224
UBS AG
Type 6: advising on corporate finance
03 Mar 2017 - 31 Mar 2022
No
AG7224
UBS AG
Type 1: dealing in securities
13 Apr 2015 - 15 Apr 2015
No
AG7224
UBS AG
Type 4: advising on securities
13 Apr 2015 - 15 Apr 2015
No
AG7224
UBS AG
Type 6: advising on corporate finance
13 Apr 2015 - 15 Apr 2015
No
AE4274
UBS AG
Type 1: dealing in securities
03 Mar 2010 - 20 Nov 2013
No
AE4274
UBS AG
Type 4: advising on securities
03 Mar 2010 - 20 Nov 2013
No
AE4274
UBS AG
Type 6: advising on corporate finance
03 Mar 2010 - 20 Nov 2013
No
AE4274
UBS AG
Type 1: dealing in securities
09 Oct 2009 - 24 Feb 2010
No
AE4274
UBS AG
Type 4: advising on securities
09 Oct 2009 - 24 Feb 2010
No
AE4274
UBS AG
Type 6: advising on corporate finance
09 Oct 2009 - 24 Feb 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.