Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, JING
Chinese Name of Relevant Individual
HKMA Registration Number
AG7227
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
12 Nov 2020 - 22 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
12 Nov 2020 - 22 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2015 - 22 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2015 - 22 Mar 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, JING
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7227
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7227
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
12 Nov 2020 - 22 Mar 2024
No
AG7227
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
12 Nov 2020 - 22 Mar 2024
No
AG7227
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Apr 2015 - 22 Mar 2024
No
AG7227
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Apr 2015 - 22 Mar 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.