Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HASAN, SAFAAT
Chinese Name of Relevant Individual
HKMA Registration Number
AG7234
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2020 - 27 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2020 - 27 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2015 - 27 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2015 - 27 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2015 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2015 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HASAN, SAFAAT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7234
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7234
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Sep 2020 - 27 Jan 2023
No
AG7234
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
03 Sep 2020 - 27 Jan 2023
No
AG7234
CITIBANK, N.A.
Type 1: dealing in securities
13 Apr 2015 - 27 Jan 2023
No
AG7234
CITIBANK, N.A.
Type 4: advising on securities
13 Apr 2015 - 27 Jan 2023
No
AG7234
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Apr 2015 - 01 Dec 2017
No
AG7234
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
13 Apr 2015 - 01 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.