Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, PUI KEI
Chinese Name of Relevant Individual
陳佩淇
HKMA Registration Number
AG7239
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF SINGAPORE LIMITED
SFC CE number
ALB135
Business Address
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2024 - 02 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2024 - 02 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2022 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2022 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2018 - 10 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2018 - 10 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2017 - 21 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2017 - 21 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Dec 2016 - 03 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2015 - 03 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2015 - 03 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Apr 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, PUI KEI
:
Chinese Name of Relevant Individual
陳佩淇
:
HKMA Registration Number
AG7239
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
13 Aug 2024
No
MANAGER
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
13 Aug 2024
No
MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF SINGAPORE LIMITED
ALB135
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7239
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
Since 13 Aug 2024
No
AG7239
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
Since 13 Aug 2024
No
AG7239
UBS AG
Type 1: dealing in securities
31 May 2024 - 02 Aug 2024
No
AG7239
UBS AG
Type 4: advising on securities
31 May 2024 - 02 Aug 2024
No
AG7239
CREDIT SUISSE AG
Type 1: dealing in securities
15 Nov 2022 - 31 May 2024
No
AG7239
CREDIT SUISSE AG
Type 4: advising on securities
15 Nov 2022 - 31 May 2024
No
AG7239
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
30 Jun 2018 - 10 Oct 2022
No
AG7239
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
30 Jun 2018 - 10 Oct 2022
No
AG7239
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jun 2017 - 21 Aug 2017
No
AG7239
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Jun 2017 - 21 Aug 2017
No
AG7239
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Dec 2016 - 03 May 2017
No
AG7239
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Apr 2015 - 03 May 2017
No
AG7239
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Apr 2015 - 03 May 2017
No
AG7239
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Apr 2015 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.