Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIN, JINGSHI
Chinese Name of Relevant Individual
尹靖詩
HKMA Registration Number
AG7263
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2019 - 17 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2019 - 17 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2018 - 22 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2018 - 22 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Sep 2018 - 22 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 24 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 May 2017 - 24 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 24 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 May 2017 - 24 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2015 - 16 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2015 - 16 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIN, JINGSHI
:
Chinese Name of Relevant Individual
尹靖詩
:
HKMA Registration Number
AG7263
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7263
CREDIT SUISSE AG
Type 1: dealing in securities
11 Sep 2019 - 17 Apr 2020
No
AG7263
CREDIT SUISSE AG
Type 4: advising on securities
11 Sep 2019 - 17 Apr 2020
No
AG7263
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Sep 2018 - 22 Jul 2019
No
AG7263
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Sep 2018 - 22 Jul 2019
No
AG7263
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Sep 2018 - 22 Jul 2019
No
AG7263
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 24 Aug 2018
No
AG7263
LGT BANK AG
Type 2: dealing in futures contracts
01 May 2017 - 24 Aug 2018
No
AG7263
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 24 Aug 2018
No
AG7263
LGT BANK AG
Type 5: advising on futures contracts
01 May 2017 - 24 Aug 2018
No
AG7263
ABN AMRO BANK N.V.
Type 1: dealing in securities
03 Feb 2016 - 30 Apr 2017
No
AG7263
ABN AMRO BANK N.V.
Type 4: advising on securities
03 Feb 2016 - 30 Apr 2017
No
AG7263
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Apr 2015 - 16 Oct 2015
No
AG7263
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Apr 2015 - 16 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.