Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, KA HO
Chinese Name of Relevant Individual
游嘉豪
HKMA Registration Number
AG7264
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2016 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2016 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2015 - 02 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2015 - 02 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, KA HO
:
Chinese Name of Relevant Individual
游嘉豪
:
HKMA Registration Number
AG7264
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7264
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 28 Sep 2025
No
AG7264
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 28 Sep 2025
No
AG7264
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Aug 2016 - 28 Sep 2025
No
AG7264
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Aug 2016 - 28 Sep 2025
No
AG7264
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Apr 2015 - 02 Jul 2016
No
AG7264
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Apr 2015 - 02 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.