Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GAO, TAO
Chinese Name of Relevant Individual
高濤
HKMA Registration Number
AG7299
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2020 - 28 Sep 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2020 - 28 Sep 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2015 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2015 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GAO, TAO
:
Chinese Name of Relevant Individual
高濤
:
HKMA Registration Number
AG7299
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7299
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
24 Dec 2020 - 28 Sep 2021
Yes
AG7299
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
24 Dec 2020 - 28 Sep 2021
Yes
AG7299
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
17 Apr 2015 - 23 Dec 2020
No
AG7299
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
17 Apr 2015 - 23 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.