Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, LIJIA
Chinese Name of Relevant Individual
陈黎佳
HKMA Registration Number
AG7301
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MERCHANTS BANK CO., LTD.
SFC CE number
AHN815
Business Address
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2022 - 20 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2022 - 20 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2015 - 16 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2015 - 16 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, LIJIA
:
Chinese Name of Relevant Individual
陈黎佳
:
HKMA Registration Number
AG7301
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
10 Aug 2023
No
MANAGER
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
10 Aug 2023
No
MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHINA MERCHANTS BANK CO., LTD.
AHN815
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7301
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
Since 10 Aug 2023
No
AG7301
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
Since 10 Aug 2023
No
AG7301
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
07 Jan 2022 - 20 Apr 2023
No
AG7301
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
07 Jan 2022 - 20 Apr 2023
No
AG7301
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
17 Apr 2015 - 16 Nov 2021
No
AG7301
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
17 Apr 2015 - 16 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.