Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, HON YIN
Chinese Name of Relevant Individual
吳漢然
HKMA Registration Number
AG7326
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2019 - 14 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2015 - 23 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2015 - 23 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Apr 2015 - 23 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, HON YIN
:
Chinese Name of Relevant Individual
吳漢然
:
HKMA Registration Number
AG7326
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7326
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 May 2019 - 14 Oct 2019
No
AG7326
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Jul 2015 - 23 Jul 2017
No
AG7326
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Apr 2015 - 23 Jul 2017
No
AG7326
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Apr 2015 - 23 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.