Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOTOUCHI, HIDENARI
Chinese Name of Relevant Individual
HKMA Registration Number
AG7331
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2026 - 11 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2026 - 11 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Feb 2026 - 11 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2025 - 21 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2025 - 21 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Jun 2025 - 21 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2025 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2025 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Jan 2025 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 39
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOTOUCHI, HIDENARI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7331
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7331
UBS AG
Type 1: dealing in securities
22 May 2026 - 29 May 2026
No
AG7331
UBS AG
Type 4: advising on securities
22 May 2026 - 29 May 2026
No
AG7331
UBS AG
Type 6: advising on corporate finance
22 May 2026 - 29 May 2026
No
AG7331
UBS AG
Type 1: dealing in securities
06 Feb 2026 - 11 Feb 2026
No
AG7331
UBS AG
Type 4: advising on securities
06 Feb 2026 - 11 Feb 2026
No
AG7331
UBS AG
Type 6: advising on corporate finance
06 Feb 2026 - 11 Feb 2026
No
AG7331
UBS AG
Type 1: dealing in securities
19 Jun 2025 - 21 Jun 2025
No
AG7331
UBS AG
Type 4: advising on securities
19 Jun 2025 - 21 Jun 2025
No
AG7331
UBS AG
Type 6: advising on corporate finance
19 Jun 2025 - 21 Jun 2025
No
AG7331
UBS AG
Type 1: dealing in securities
26 May 2025 - 30 May 2025
No
AG7331
UBS AG
Type 4: advising on securities
26 May 2025 - 30 May 2025
No
AG7331
UBS AG
Type 6: advising on corporate finance
26 May 2025 - 30 May 2025
No
AG7331
UBS AG
Type 1: dealing in securities
06 Jan 2025 - 10 Jan 2025
No
AG7331
UBS AG
Type 4: advising on securities
06 Jan 2025 - 10 Jan 2025
No
AG7331
UBS AG
Type 6: advising on corporate finance
06 Jan 2025 - 10 Jan 2025
No
AG7331
UBS AG
Type 1: dealing in securities
13 May 2023 - 16 May 2023
No
AG7331
UBS AG
Type 4: advising on securities
13 May 2023 - 16 May 2023
No
AG7331
UBS AG
Type 6: advising on corporate finance
13 May 2023 - 16 May 2023
No
AG7331
UBS AG
Type 1: dealing in securities
19 Jun 2019 - 20 Jun 2019
No
AG7331
UBS AG
Type 4: advising on securities
19 Jun 2019 - 20 Jun 2019
No
AG7331
UBS AG
Type 6: advising on corporate finance
19 Jun 2019 - 20 Jun 2019
No
AG7331
UBS AG
Type 1: dealing in securities
24 Apr 2019 - 27 Apr 2019
No
AG7331
UBS AG
Type 4: advising on securities
24 Apr 2019 - 27 Apr 2019
No
AG7331
UBS AG
Type 6: advising on corporate finance
24 Apr 2019 - 27 Apr 2019
No
AG7331
UBS AG
Type 1: dealing in securities
08 Apr 2019 - 11 Apr 2019
No
AG7331
UBS AG
Type 4: advising on securities
08 Apr 2019 - 11 Apr 2019
No
AG7331
UBS AG
Type 6: advising on corporate finance
08 Apr 2019 - 11 Apr 2019
No
AG7331
UBS AG
Type 1: dealing in securities
06 Apr 2018 - 12 Apr 2018
No
AG7331
UBS AG
Type 4: advising on securities
06 Apr 2018 - 12 Apr 2018
No
AG7331
UBS AG
Type 6: advising on corporate finance
06 Apr 2018 - 12 Apr 2018
No
AG7331
UBS AG
Type 1: dealing in securities
10 Apr 2017 - 14 Apr 2017
No
AG7331
UBS AG
Type 4: advising on securities
10 Apr 2017 - 14 Apr 2017
No
AG7331
UBS AG
Type 6: advising on corporate finance
10 Apr 2017 - 14 Apr 2017
No
AG7331
UBS AG
Type 1: dealing in securities
02 Feb 2016 - 03 Feb 2016
No
AG7331
UBS AG
Type 4: advising on securities
02 Feb 2016 - 03 Feb 2016
No
AG7331
UBS AG
Type 6: advising on corporate finance
02 Feb 2016 - 03 Feb 2016
No
AG7331
UBS AG
Type 1: dealing in securities
21 Apr 2015 - 25 Apr 2015
No
AG7331
UBS AG
Type 4: advising on securities
21 Apr 2015 - 25 Apr 2015
No
AG7331
UBS AG
Type 6: advising on corporate finance
21 Apr 2015 - 25 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
