Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ATHANASOPOULOS, GEORGE
Chinese Name of Relevant Individual
HKMA Registration Number
AG7350
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2025 - 12 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2025 - 12 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2024 - 29 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2024 - 29 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2023 - 25 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2023 - 25 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2023 - 23 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2023 - 23 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2022 - 18 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2022 - 18 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2020 - 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 32
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ATHANASOPOULOS, GEORGE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7350
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7350
UBS AG
Type 1: dealing in securities
22 May 2026 - 29 May 2026
No
AG7350
UBS AG
Type 4: advising on securities
22 May 2026 - 29 May 2026
No
AG7350
UBS AG
Type 1: dealing in securities
05 Sep 2025 - 12 Sep 2025
No
AG7350
UBS AG
Type 4: advising on securities
05 Sep 2025 - 12 Sep 2025
No
AG7350
UBS AG
Type 1: dealing in securities
23 May 2025 - 29 May 2025
No
AG7350
UBS AG
Type 4: advising on securities
23 May 2025 - 29 May 2025
No
AG7350
UBS AG
Type 1: dealing in securities
23 May 2024 - 29 May 2024
No
AG7350
UBS AG
Type 4: advising on securities
23 May 2024 - 29 May 2024
No
AG7350
UBS AG
Type 1: dealing in securities
22 Aug 2023 - 25 Aug 2023
No
AG7350
UBS AG
Type 4: advising on securities
22 Aug 2023 - 25 Aug 2023
No
AG7350
UBS AG
Type 1: dealing in securities
13 Mar 2023 - 23 Mar 2023
No
AG7350
UBS AG
Type 4: advising on securities
13 Mar 2023 - 23 Mar 2023
No
AG7350
UBS AG
Type 1: dealing in securities
15 Nov 2022 - 18 Nov 2022
No
AG7350
UBS AG
Type 4: advising on securities
15 Nov 2022 - 18 Nov 2022
No
AG7350
UBS AG
Type 1: dealing in securities
13 Jan 2020 - 17 Jan 2020
No
AG7350
UBS AG
Type 4: advising on securities
13 Jan 2020 - 17 Jan 2020
No
AG7350
UBS AG
Type 1: dealing in securities
01 Nov 2018 - 08 Nov 2018
No
AG7350
UBS AG
Type 4: advising on securities
01 Nov 2018 - 08 Nov 2018
No
AG7350
UBS AG
Type 1: dealing in securities
23 May 2018 - 25 May 2018
No
AG7350
UBS AG
Type 4: advising on securities
23 May 2018 - 25 May 2018
No
AG7350
UBS AG
Type 1: dealing in securities
13 Nov 2017 - 17 Nov 2017
No
AG7350
UBS AG
Type 4: advising on securities
13 Nov 2017 - 17 Nov 2017
No
AG7350
UBS AG
Type 1: dealing in securities
20 Jun 2017 - 23 Jun 2017
No
AG7350
UBS AG
Type 4: advising on securities
20 Jun 2017 - 23 Jun 2017
No
AG7350
UBS AG
Type 1: dealing in securities
20 Sep 2016 - 22 Sep 2016
No
AG7350
UBS AG
Type 4: advising on securities
20 Sep 2016 - 22 Sep 2016
No
AG7350
UBS AG
Type 1: dealing in securities
20 Jun 2016 - 22 Jun 2016
No
AG7350
UBS AG
Type 4: advising on securities
20 Jun 2016 - 22 Jun 2016
No
AG7350
UBS AG
Type 1: dealing in securities
13 Mar 2016 - 18 Mar 2016
No
AG7350
UBS AG
Type 4: advising on securities
13 Mar 2016 - 18 Mar 2016
No
AG7350
UBS AG
Type 1: dealing in securities
22 Apr 2015 - 24 Apr 2015
No
AG7350
UBS AG
Type 4: advising on securities
22 Apr 2015 - 24 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.