Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KALIA, PAWAN KUMAR
Chinese Name of Relevant Individual

HKMA Registration Number
AG7374
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Apr 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF GLOBAL MARKETS ASIA PACIFIC
Remarks
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Apr 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF GLOBAL MARKETS ASIA PACIFIC
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KALIA, PAWAN KUMAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7374
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
23 Apr 2015
Yes
MANAGING DIRECTOR, HEAD OF GLOBAL MARKETS ASIA PACIFIC
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
23 Apr 2015
Yes
MANAGING DIRECTOR, HEAD OF GLOBAL MARKETS ASIA PACIFIC