Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, SZE HUNG
Chinese Name of Relevant Individual
林師控
HKMA Registration Number
AG7377
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CITIBANK (HONG KONG) LIMITED
SFC CE number
AAY797
Business Address
CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
Name of Registered Institution
CITIBANK, N.A.
SFC CE number
AAP937
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2021 - 01 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2021 - 01 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2021 - 10 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2021 - 10 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2019 - 14 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2019 - 14 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2017 - 01 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2017 - 01 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2016 - 31 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2016 - 31 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2015 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, SZE HUNG
:
Chinese Name of Relevant Individual
林師控
:
HKMA Registration Number
AG7377
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2025
No
RELATIONSHIP MANAGER
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2025
No
RELATIONSHIP MANAGER
CITIBANK, N.A.
Type 1: dealing in securities
15 Jul 2025
No
RELATIONSHIP MANAGER
CITIBANK, N.A.
Type 4: advising on securities
15 Jul 2025
No
RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
CITIBANK (HONG KONG) LIMITED
AAY797
CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
CITIBANK, N.A.
AAP937
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7377
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 15 Jul 2025
No
AG7377
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 15 Jul 2025
No
AG7377
CITIBANK, N.A.
Type 1: dealing in securities
Since 15 Jul 2025
No
AG7377
CITIBANK, N.A.
Type 4: advising on securities
Since 15 Jul 2025
No
AG7377
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Mar 2021 - 01 Jun 2025
No
AG7377
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Mar 2021 - 01 Jun 2025
No
AG7377
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
22 Jan 2021 - 10 Mar 2021
No
AG7377
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
22 Jan 2021 - 10 Mar 2021
No
AG7377
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
25 May 2019 - 14 Jan 2020
No
AG7377
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
25 May 2019 - 14 Jan 2020
No
AG7377
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Aug 2017 - 01 Mar 2019
No
AG7377
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Aug 2017 - 01 Mar 2019
No
AG7377
CHONG HING BANK LIMITED
Type 1: dealing in securities
30 Jun 2016 - 31 May 2017
No
AG7377
CHONG HING BANK LIMITED
Type 4: advising on securities
30 Jun 2016 - 31 May 2017
No
AG7377
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Apr 2015 - 04 Dec 2015
No
AG7377
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Apr 2015 - 04 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.