Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KIN SHING KENNY
Chinese Name of Relevant Individual
伍建丞
HKMA Registration Number
AG7427
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF SINGAPORE LIMITED
SFC CE number
ALB135
Business Address
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2018 - 28 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2018 - 28 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 9: asset management
Effective Period
08 Nov 2018 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2016 - 29 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
24 Oct 2016 - 29 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2016 - 29 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
24 Oct 2016 - 29 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2015 - 10 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KIN SHING KENNY
:
Chinese Name of Relevant Individual
伍建丞
:
HKMA Registration Number
AG7427
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
25 May 2022
No
EXECUTIVE DIRECTOR
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
25 May 2022
No
EXECUTIVE DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
BANK OF SINGAPORE LIMITED
ALB135
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7427
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
Since 25 May 2022
No
AG7427
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
Since 25 May 2022
No
AG7427
BANK OF MONTREAL
Type 1: dealing in securities
08 Nov 2018 - 28 May 2021
No
AG7427
BANK OF MONTREAL
Type 4: advising on securities
08 Nov 2018 - 28 May 2021
No
AG7427
BANK OF MONTREAL
Type 9: asset management
08 Nov 2018 - 30 Apr 2021
No
AG7427
LGT BANK AG
Type 1: dealing in securities
24 Oct 2016 - 29 Oct 2018
No
AG7427
LGT BANK AG
Type 2: dealing in futures contracts
24 Oct 2016 - 29 Oct 2018
No
AG7427
LGT BANK AG
Type 4: advising on securities
24 Oct 2016 - 29 Oct 2018
No
AG7427
LGT BANK AG
Type 5: advising on futures contracts
24 Oct 2016 - 29 Oct 2018
No
AG7427
EFG BANK AG
Type 1: dealing in securities
28 Apr 2015 - 10 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
