Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAN, KAI HONG
Chinese Name of Relevant Individual
文啟康
HKMA Registration Number
AG7443
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2018 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2018 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2018 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2018 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2015 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2015 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2015 - 25 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2015 - 25 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAN, KAI HONG
:
Chinese Name of Relevant Individual
文啟康
:
HKMA Registration Number
AG7443
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7443
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jun 2018 - 30 Nov 2020
No
AG7443
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jun 2018 - 30 Nov 2020
No
AG7443
DBS BANK LTD.
Type 1: dealing in securities
09 Jun 2018 - 30 Nov 2020
No
AG7443
DBS BANK LTD.
Type 4: advising on securities
09 Jun 2018 - 30 Nov 2020
No
AG7443
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
10 Sep 2015 - 13 Apr 2018
No
AG7443
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
10 Sep 2015 - 13 Apr 2018
No
AG7443
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Apr 2015 - 25 Jul 2015
No
AG7443
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Apr 2015 - 25 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.