Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YUEN YING
Chinese Name of Relevant Individual
何婉盈
HKMA Registration Number
AG7447
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2020 - 25 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2015 - 28 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2015 - 28 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YUEN YING
:
Chinese Name of Relevant Individual
何婉盈
:
HKMA Registration Number
AG7447
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7447
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Feb 2020 - 25 Sep 2025
No
AG7447
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Apr 2015 - 28 Jul 2019
No
AG7447
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Apr 2015 - 28 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.