Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PEQUIGNOT, JEAN-DAVID
Chinese Name of Relevant Individual
HKMA Registration Number
AG7450
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2016 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2016 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2015 - 17 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2015 - 17 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PEQUIGNOT, JEAN-DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7450
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7450
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
18 Nov 2016 - 30 Nov 2020
Yes
AG7450
WESTPAC BANKING CORPORATION
Type 4: advising on securities
18 Nov 2016 - 30 Nov 2020
Yes
AG7450
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
01 May 2015 - 17 Nov 2016
No
AG7450
WESTPAC BANKING CORPORATION
Type 4: advising on securities
01 May 2015 - 17 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.