Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, KA HO
Chinese Name of Relevant Individual
姚嘉豪
HKMA Registration Number
AG7457
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
29 Dec 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
COÖPERATIEVE RABOBANK U.A.
SFC CE number
ADB883
Business Address
13/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 29 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2018 - 10 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2018 - 10 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2015 - 05 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2015 - 05 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, KA HO
:
Chinese Name of Relevant Individual
姚嘉豪
:
HKMA Registration Number
AG7457
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
29 Dec 2020
No
RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
COÖPERATIEVE RABOBANK U.A.
ADB883
13/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7457
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
Since 29 Dec 2020
No
AG7457
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
21 Nov 2018 - 10 Oct 2020
No
AG7457
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
21 Nov 2018 - 10 Oct 2020
No
AG7457
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
01 May 2015 - 05 Aug 2018
No
AG7457
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
01 May 2015 - 05 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.