Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, YUN LONG
Chinese Name of Relevant Individual
譚潤朗
HKMA Registration Number
AG7463
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2019 - 28 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2019 - 28 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2018 - 09 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2016 - 07 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2015 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2015 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, YUN LONG
:
Chinese Name of Relevant Individual
譚潤朗
:
HKMA Registration Number
AG7463
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7463
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2019 - 28 Nov 2019
No
AG7463
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2019 - 28 Nov 2019
No
AG7463
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
07 Jun 2018 - 09 Jul 2019
No
AG7463
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2016 - 07 May 2018
No
AG7463
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2015 - 29 Jul 2016
No
AG7463
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2015 - 29 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.