Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GAO, YUNXIA
Chinese Name of Relevant Individual
高云霞
HKMA Registration Number
AG7487
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 13 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 13 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2018 - 13 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2018 - 13 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2015 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2015 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2015 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2015 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2015 - 03 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2015 - 03 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GAO, YUNXIA
:
Chinese Name of Relevant Individual
高云霞
:
HKMA Registration Number
AG7487
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7487
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 13 Dec 2019
No
AG7487
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 13 Dec 2019
No
AG7487
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Oct 2018 - 13 Dec 2019
No
AG7487
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Oct 2018 - 13 Dec 2019
No
AG7487
CITIBANK, N.A.
Type 1: dealing in securities
08 Sep 2015 - 31 Aug 2018
No
AG7487
CITIBANK, N.A.
Type 4: advising on securities
08 Sep 2015 - 31 Aug 2018
No
AG7487
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Sep 2015 - 31 Aug 2018
No
AG7487
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
08 Sep 2015 - 31 Aug 2018
No
AG7487
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2015 - 03 Sep 2015
No
AG7487
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 May 2015 - 03 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.