Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RA, HYE RIN
Chinese Name of Relevant Individual
羅慧璘
HKMA Registration Number
AG7488
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2017 - 14 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2017 - 14 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2015 - 24 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2015 - 24 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RA, HYE RIN
:
Chinese Name of Relevant Individual
羅慧璘
:
HKMA Registration Number
AG7488
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7488
MACQUARIE BANK LIMITED
Type 1: dealing in securities
03 Nov 2017 - 14 Aug 2019
No
AG7488
MACQUARIE BANK LIMITED
Type 4: advising on securities
03 Nov 2017 - 14 Aug 2019
No
AG7488
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
05 May 2015 - 24 Jul 2017
No
AG7488
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
05 May 2015 - 24 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.