Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JHAVERI, ASHISH UMESH
Chinese Name of Relevant Individual
HKMA Registration Number
AG7489
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2019 - 21 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Nov 2019 - 21 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2015 - 06 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 May 2015 - 06 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JHAVERI, ASHISH UMESH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7489
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7489
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Nov 2019 - 21 Nov 2019
No
AG7489
BARCLAYS BANK PLC
Type 6: advising on corporate finance
20 Nov 2019 - 21 Nov 2019
No
AG7489
BARCLAYS BANK PLC
Type 1: dealing in securities
05 May 2015 - 06 May 2015
No
AG7489
BARCLAYS BANK PLC
Type 6: advising on corporate finance
05 May 2015 - 06 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.