Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

SMITH, EMILY MARGARET WILLIAMS

Chinese Name of Relevant Individual

HKMA Registration Number

AG7494

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

DEUTSCHE BANK AKTIENGESELLSCHAFT

Regulated Activity

Type 4: advising on securities

Effective Period

11 Sep 2017 - 13 Sep 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DEUTSCHE BANK AKTIENGESELLSCHAFT

Regulated Activity

Type 4: advising on securities

Effective Period

25 Apr 2017 - 27 Apr 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DEUTSCHE BANK AKTIENGESELLSCHAFT

Regulated Activity

Type 4: advising on securities

Effective Period

18 Nov 2016 - 22 Nov 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DEUTSCHE BANK AKTIENGESELLSCHAFT

Regulated Activity

Type 4: advising on securities

Effective Period

28 Jun 2016 - 30 Jun 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DEUTSCHE BANK AKTIENGESELLSCHAFT

Regulated Activity

Type 4: advising on securities

Effective Period

29 Apr 2016 - 05 May 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DEUTSCHE BANK AKTIENGESELLSCHAFT

Regulated Activity

Type 4: advising on securities

Effective Period

06 May 2015 - 07 May 2015

Is an Executive Officer? (Yes / No)

No

Records: 1-6 of 6

Public Disciplinary Actions

:

Name of Relevant Individual

SMITH, EMILY MARGARET WILLIAMS

:

Chinese Name of Relevant Individual

:

HKMA Registration Number

AG7494

Not Applicable