Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, FOO WENG
Chinese Name of Relevant Individual
HKMA Registration Number
AG7498
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2023 - 26 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2023 - 26 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2020 - 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2020 - 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2019 - 22 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2019 - 22 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2017 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2017 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2017 - 30 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2017 - 30 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2016 - 18 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, FOO WENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7498
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7498
UBS AG
Type 1: dealing in securities
17 Mar 2023 - 26 Mar 2023
No
AG7498
UBS AG
Type 4: advising on securities
17 Mar 2023 - 26 Mar 2023
No
AG7498
UBS AG
Type 1: dealing in securities
13 Jan 2020 - 17 Jan 2020
No
AG7498
UBS AG
Type 4: advising on securities
13 Jan 2020 - 17 Jan 2020
No
AG7498
UBS AG
Type 1: dealing in securities
15 Feb 2019 - 22 Feb 2019
No
AG7498
UBS AG
Type 4: advising on securities
15 Feb 2019 - 22 Feb 2019
No
AG7498
UBS AG
Type 1: dealing in securities
08 Mar 2018 - 16 Mar 2018
No
AG7498
UBS AG
Type 4: advising on securities
08 Mar 2018 - 16 Mar 2018
No
AG7498
UBS AG
Type 1: dealing in securities
02 Feb 2018 - 09 Feb 2018
No
AG7498
UBS AG
Type 4: advising on securities
02 Feb 2018 - 09 Feb 2018
No
AG7498
UBS AG
Type 1: dealing in securities
17 Jul 2017 - 21 Jul 2017
No
AG7498
UBS AG
Type 4: advising on securities
17 Jul 2017 - 21 Jul 2017
No
AG7498
UBS AG
Type 1: dealing in securities
23 Mar 2017 - 30 Mar 2017
No
AG7498
UBS AG
Type 4: advising on securities
23 Mar 2017 - 30 Mar 2017
No
AG7498
UBS AG
Type 1: dealing in securities
14 Mar 2016 - 18 Mar 2016
No
AG7498
UBS AG
Type 4: advising on securities
14 Mar 2016 - 18 Mar 2016
No
AG7498
UBS AG
Type 1: dealing in securities
08 Jun 2015 - 19 Jun 2015
No
AG7498
UBS AG
Type 4: advising on securities
08 Jun 2015 - 19 Jun 2015
No
AG7498
UBS AG
Type 1: dealing in securities
07 May 2015 - 15 May 2015
No
AG7498
UBS AG
Type 4: advising on securities
07 May 2015 - 15 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.