Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LO, WING KI VICKIE
Chinese Name of Relevant Individual

羅穎琦
HKMA Registration Number
AG7523
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 May 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 May 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
20 May 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 May 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
09 May 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
20 May 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LO, WING KI VICKIE
:
Chinese Name of Relevant Individual
羅穎琦
:
HKMA Registration Number
AG7523
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
09 May 2015
No
SALES AND MARKETING
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
09 May 2015
No
SALES AND MARKETING
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 6: advising on corporate finance
20 May 2015
No
SALES AND MARKETING
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
09 May 2015
No
SALES AND MARKETING
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
09 May 2015
No
SALES AND MARKETING
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
20 May 2015
No
SALES AND MARKETING