Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SON, KUK CHIN
Chinese Name of Relevant Individual
孫國珍
HKMA Registration Number
AG7533
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
29 Jan 2016 - 12 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2015 - 12 Feb 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2015 - 12 Feb 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
29 Jul 2015 - 28 Jan 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2015 - 28 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2015 - 28 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
11 May 2015 - 28 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SON, KUK CHIN
:
Chinese Name of Relevant Individual
孫國珍
:
HKMA Registration Number
AG7533
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7533
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
29 Jan 2016 - 12 Feb 2017
No
AG7533
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
29 Jul 2015 - 12 Feb 2017
Yes
AG7533
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
29 Jul 2015 - 12 Feb 2017
Yes
AG7533
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
29 Jul 2015 - 28 Jan 2016
Yes
AG7533
KEB ASIA FINANCE LIMITED
Type 1: dealing in securities
11 May 2015 - 28 Jul 2015
No
AG7533
KEB ASIA FINANCE LIMITED
Type 4: advising on securities
11 May 2015 - 28 Jul 2015
No
AG7533
KEB ASIA FINANCE LIMITED
Type 9: asset management
11 May 2015 - 28 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.