Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, KAR KAR FRANCESCA
Chinese Name of Relevant Individual

陳加嘉
HKMA Registration Number
AG7556
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT & OFFERING SPECIALIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT & OFFERING SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, KAR KAR FRANCESCA
:
Chinese Name of Relevant Individual
陳加嘉
:
HKMA Registration Number
AG7556
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
24 Sep 2020
No
PRODUCT & OFFERING SPECIALIST
UBS AG
Type 4: advising on securities
24 Sep 2020
No
PRODUCT & OFFERING SPECIALIST